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Florida Securities Dealers

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Governance

The FSDA is governed by its Board of Governors, comprised entirely of volunteers from member firms, law firms and industry consultants who contribute significant time and effort to achieve the FSDA’s objectives. The FSDA Executive Committee (President, Vice President, Treasurer, Secretary) is elected annually. Board members: attend regular Board meetings throughout the year; communicate within their firms with respect to regulatory, legislative, and judicial developments; determine appropriate objectives for the FSDA; and implement strategies to achieve them. The FSDA engages a lobbyist to assist in monitoring and responding to proposed regulatory and legislative changes and to advocate on the industry’s behalf.

Board of Governors

Allen & Company of Florida, Inc.
http://alleninvestments.com/
Laura Hawley
TBD*

Bates Group LLC
https://www.batesgroup.com/
Jennifer Stout
Hank Sanchez*

Bressler, Amery & Ross, P.C.
http://www.bressler.com/
Leo Peraza
Taylor Bandy*


J.S. Held
https://jsheld.com/
Eric Siber
Kamran Fotouhi​*

Edward Jones
https://www.edwardjones.com/
Scott Lee
Jimmy Tovar*

Fidelity Investments
https://www.fidelity.com/
David Johnson
David Spero
Williams Dow*

Guerra & Partners
https://guerrapartners.law/
George Guerra
Rob Jamieson*

Janney Montgomery Scott
http://www.janney.com/
Tim Ratty
Mike Levin*


*Non-Voting Advisory Board Member

Merrill Lynch/Bank of America
https://www.ml.com/
Marnie MacLaren
Kelly Braunstein
Jaclyn Masson*

Nelson Mullins 
http://www.nelsonmullins.com/
Daniel Newman
TBD*

Raymond James
http://www.raymondjames.com/
Todd Gartrell
Julia Richardson
​Tim Killgoar*

RBC Wealth Management
https://www.rbcwealthmanagement.com/us/en/
Ken Cerruto​
Carmel Harrell*

Renaissance Regulatory Services
http://www.rrscompliance.com/wp/
Bart McDonald
Jerome Jordan*

Robert W. Baird & Co., Inc.
http://www.rwbaird.com/
Andy Hirsch
​Deena Bryan*

Robinhood Securities
https://robinhood.com/us/en/
Norman Ashkenas
Anthony Cavallaro*

TradeStation Group, Inc.
http://www.tradestation.com/
Nick Costa
Joshua Cefkin*

Wells Fargo Advisors
https://www.wellsfargoadvisors.com/
Eric Holder
TBD
Bill Hustead*



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