Registration for this event is now closed. Please email jacqueline.farina@fsda.org to be added to the waitlist. If you wish to attend virtually, the Zoom information is noted below - no password required.
Please click the link below to join the webinar:
https://us06web.zoom.us/j/84349975751
FSDA Industry Outreach Program
"2023: Unmasking Market Opportunities"
April 21, 2023
Boca Raton Marriott at Boca Center
5150 Town Center Circle
Boca Raton, FL 33486
7:45 A.M. to 8:30 A.M. - Registration & Networking Breakfast
8:30 A.M. to 12:00 P.M. - Industry Outreach Program
Keynote Speaker: Bryan Piskorowski, Managing Director and Head of Advice and Investment Guidance at Allspring Global Investments will provide a general market overview to include interest rates, inflation, political climate, and future expectations.
Fireside Chat: Kerry Finegan, Chief, Bureau of Enforcement, Securities Division, Office of Financial Regulation, and Teresa Verges, Regional Trial Counsel, Miami Regional Office with the U.S. Securities and Exchange Commission. Daniel Newman, Partner at Nelson Mullins will serve as moderator. The fireside chat will provide a conversation on regulatory issues, Reg BI, compliance, cyber security, and elder fraud from both a State and SEC perspective.
Panel Discussion: Nikki Brinkerhoff, Chief Compliance Officer with TradeStation Securities, JP Brennan, Senior Managing Director with J.S. Held, and Noah Rubin, Managing Director - Investments with Wells Fargo Advisors. Julia Richardson, General Counsel – Retirement, Benefits & Comp with Raymond James will serve as moderator. The panel will discuss the new generation of investors, Fintech, ESG, cryptocurrency, market manipulation, and the gamification of the stock market.
*** CLE, CPA & CFP continuing education credit will be offered ***
FSDA extends sincere appreciation to the following firms for their sponsorship support of the 2023 Industry Outreach Program:
Diamond Sponsors
- Bates Group
- J. S. Held
- Nelson Mullins
- Renaissance Regulatory Services
Platinum Sponsors
- Bressler, Amery & Ross
- Guerra King
- Janney
- Robinhood
- TradeStation
Gold Sponsors
- Amuni Financial
- Fidelity Investments
- V&V Consulting
- Wells Fargo Advisors
Breakfast Networking Sponsor
